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Showing posts with label Regulatory Capture. Show all posts
Showing posts with label Regulatory Capture. Show all posts
10/11/12
From an interview with Wlles Fgrao CEO John Stumpf: Tuesday, June 10, 2008, after beginning to take undisclosed Fed loans on January 17, 2008
about the things that we would not do.
10/8/12
Did Wells Fargo CEO John G. Stumpf profit from stock and option compensation while not disclosing material information?
If Wells Fargo & Company’s board of directors
approved a grant of retention performance shares
for President and CEO John G. Stumpf and three other executive officers,
and all of the above were aware of secret Federal Reserve Loans,
how did they not benefit from insider trading?
approved a grant of retention performance shares
for President and CEO John G. Stumpf and three other executive officers,
and all of the above were aware of secret Federal Reserve Loans,
how did they not benefit from insider trading?
Labels:
CFPB,
DOL,
FINRA,
FRB,
FTC,
George Hartzman,
John Stumpf,
PCAOB,
Regulatory Capture,
Regulatory Ethics,
SEC,
Wells Fargo,
Whistleblower
Sent to the United States Senate Committee on Banking, Housing & Urban Affairs and the US Congressional House Committee on Financial Services on Sunday, July 15th, 2012
Forwarded to Michael Mashburn, SEC and Daniel Stefek, FINRA
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July
http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
.
.
From an email sent to xxxyyy
http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
.
From a public records request of George Hartzman's Wells Fargo NC whistleblower filing
http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
.
.
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front
http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July
http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
.
.
From an email sent to xxxyyy
http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
.
From a public records request of George Hartzman's Wells Fargo NC whistleblower filing
http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
.
.
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front
http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html
Labels:
4Front,
Brad Miller,
Congressman Brad Miller,
Envision,
Federal Reserve,
FINRA,
George Hartzman,
Howard Coble,
Kay Hagan,
Regulatory Capture,
Regulatory Ethics,
SEC,
Wells Fargo,
Whistleblower
8/11/12
Brad Miller - House Financial Services committee - 1989 - 2012 Total Receipts: $6,011,785
JPMorgan has two in-house lobbyists
with connections to the House Financial Services committee.
Tom Koonce is a lobbyist for JP Morgan
and formerly a legislative director for Brad Miller, D-N.C.,
who sits on the committee.
Insurance $266,219
Industrial Unions $254,000
Public Sector Unions $253,700
Building Trade Unions $180,000
Securities & Investment $173,825
Transportation Unions $145,450
Misc Unions $129,250
Health Professionals $129,030
Commercial Banks $104,750
Accountants $92,346
Credit Unions $79,341
Lobbyists $64,400
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