Showing posts with label Regulatory Capture. Show all posts
Showing posts with label Regulatory Capture. Show all posts

10/8/12

Did Wells Fargo CEO John G. Stumpf profit from stock and option compensation while not disclosing material information?

If Wells Fargo & Company’s board of directors
approved a grant of retention performance shares
for President and CEO John G. Stumpf and three other executive officers,
and all of the above were aware of secret Federal Reserve Loans,
how did they not benefit from insider trading?


Sent to the United States Senate Committee on Banking, Housing & Urban Affairs and the US Congressional House Committee on Financial Services on Sunday, July 15th, 2012

Forwarded to Michael Mashburn, SEC and Daniel Stefek, FINRA
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July

http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
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From an email sent to xxxyyy

http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
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From a public records request of George Hartzman's Wells Fargo NC whistleblower filing

http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
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The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front

http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html

8/11/12

Brad Miller - House Financial Services committee - 1989 - 2012 Total Receipts: $6,011,785

JPMorgan has two in-house lobbyists
with connections to the House Financial Services committee.

Tom Koonce is a lobbyist for JP Morgan
and formerly a legislative director for Brad Miller, D-N.C.,
who sits on the committee.

Lawyers/Law Firms $852,417
Insurance $266,219
Industrial Unions $254,000
Public Sector Unions $253,700
Building Trade Unions $180,000
Securities & Investment $173,825
Transportation Unions $145,450
Misc Unions $129,250
Health Professionals $129,030
Commercial Banks $104,750
Accountants $92,346
Credit Unions $79,341
Lobbyists $64,400