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Showing posts with label 4Front. Show all posts
Showing posts with label 4Front. Show all posts
10/8/12
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing on Envision Investment Plans and 4front
Wells Fargo Advisors is one of the nation's premier financial services firms.
Its brokerage business is represented by more than 15,000 Financial Advisors...
If about 10,000 Wells Fargo Financial Advisors
had to do a minimum of 25 Envision Investment Plans on households worth at least $250,000
to receive 4Front compensation ["retention bonus after Wells acquisition of Wachovia"?]
and the average assets held by households that received 4Front Envision plans
was/is about $450,000,
and the average number of qualifying FA 4Front Envision Plans
was/is about 35 per Financial Advisor,
If about 10,000 FA's created about 35 plans each = 350,000 4Front Envision Plans,
and about 350,000 x what could be about $450,000 of assets held for each household = $157,500,000,000,
could George Hartzman's Wells Fargo Whistleblower filing
affect what could be more than $150 billion of Wells Fargo Advisors client assets?
Sent to the United States Senate Committee on Banking, Housing & Urban Affairs and the US Congressional House Committee on Financial Services on Sunday, July 15th, 2012
Forwarded to Michael Mashburn, SEC and Daniel Stefek, FINRA
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July
http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
.
.
From an email sent to xxxyyy
http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
.
From a public records request of George Hartzman's Wells Fargo NC whistleblower filing
http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
.
.
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front
http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July
http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
.
.
From an email sent to xxxyyy
http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
.
From a public records request of George Hartzman's Wells Fargo NC whistleblower filing
http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
.
.
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front
http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html
Labels:
4Front,
Brad Miller,
Congressman Brad Miller,
Envision,
Federal Reserve,
FINRA,
George Hartzman,
Howard Coble,
Kay Hagan,
Regulatory Capture,
Regulatory Ethics,
SEC,
Wells Fargo,
Whistleblower
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