"Complaint to a Member of Congress"; ABA..., and Facebook conversations with then US Congressman Brad Miller

Information recieved by U.S. House Committee on Financial Services member, US Congressman Brad Miller, who also serves on the Congressional Financial Markets Caucus, on George Hartzman's Wells Fargo Whistleblower case

Part of a Facebook message converstation with North Carlina Congressman Brad Miller on George Hartzman's Wells Fargo Whistleblower case

Information recieved by US Congressman Brad Miller on George Hartzman's Wells Fargo Whistleblower case

George Hartzman

From: Hartzman, George
Sent: Thursday, January 05, 2012 10:55 AM
To: Tolson, Ken
Cc: Mixdorf, Brian M.; Spivey, William; Eason, Janet
Subject: RE: Ethics Line Issue

As a Fiduciary, how should I respond?

"we do not share the results or how it will be addressed. "

"What Does It Mean to Be a Fiduciary?

Fiduciary duty represents the highest degree of trust and confidence
that the investment advisor will act in your best interest.

Please explain how I am acting in my clients best interests

if I accept your answer and do nothing more?

Sent to the United States Senate Committee on Banking, Housing & Urban Affairs and the US Congressional House Committee on Financial Services on Sunday, July 15th, 2012

Forwarded to Michael Mashburn, SEC and Daniel Stefek, FINRA
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July

http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
.
.
From an email sent to xxxyyy

http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
.
From a public records request of George Hartzman's Wells Fargo NC whistleblower filing

http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
.
.
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front

http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html

Brad Miller - House Financial Services committee - 1989 - 2012 Total Receipts: $6,011,785

JPMorgan has two in-house lobbyists

with connections to the House Financial Services committee.

Tom Koonce is a lobbyist for JP Morgan

and formerly a legislative director for Brad Miller, D-N.C.,

who sits on the committee.

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Lobbyists $64,400