Hartzman Tax & Fiduciary: Congressman Brad Miller

Showing posts with label Congressman Brad Miller. Show all posts

10/8/12

Information recieved by US Congressman Brad Miller on George Hartzman's Wells Fargo Whistleblower case

George Hartzman

From: Hartzman, George
Sent: Thursday, January 05, 2012 10:55 AM
To: Tolson, Ken
Cc: Mixdorf, Brian M.; Spivey, William; Eason, Janet
Subject: RE: Ethics Line Issue

As a Fiduciary, how should I respond?

"we do not share the results or how it will be addressed. "

"What Does It Mean to Be a Fiduciary?

Fiduciary duty represents the highest degree of trust and confidence
that the investment advisor will act in your best interest.

Please explain how I am acting in my clients best interests

if I accept your answer and do nothing more?

Sent to the United States Senate Committee on Banking, Housing & Urban Affairs and the US Congressional House Committee on Financial Services on Sunday, July 15th, 2012

Forwarded to Michael Mashburn, SEC and Daniel Stefek, FINRA
- both of whom recieved NC Securities Division File No. 12 SEC 84, in late June,
who spoke with George Hartzman during the second week of July

http://hartzman.blogspot.com/2012/07/forwarded-to-michael-mashburn-sec-and.html
.
.
From an email sent to xxxyyy

http://hartzman.blogspot.com/2012/07/from-email-sent-to-xxxyyy.html
.
From a public records request of George Hartzman's Wells Fargo NC whistleblower filing

http://hartzman.blogspot.com/2012/07/from-public-records-request-of-george.html
.
.
The potential enormity of George Hartzman's Wells Fargo Whistleblower filing
on Envision Investment Plans and 4front

http://hartzman.blogspot.com/2012/07/potential-enormity-of-george-hartzmans.html

8/11/12

Brad Miller - House Financial Services committee - 1989 - 2012 Total Receipts: $6,011,785

JPMorgan has two in-house lobbyists

with connections to the House Financial Services committee.

Tom Koonce is a lobbyist for JP Morgan

and formerly a legislative director for Brad Miller, D-N.C.,

who sits on the committee.

Lawyers/Law Firms $852,417
Insurance $266,219
Industrial Unions $254,000
Public Sector Unions $253,700
Building Trade Unions $180,000
Securities & Investment $173,825
Transportation Unions $145,450
Misc Unions $129,250
Health Professionals $129,030
Commercial Banks $104,750
Accountants $92,346
Credit Unions $79,341
Lobbyists $64,400

Greensboro office at Lake Jeanette

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