George Hartzman to Steven Butz, Director – Investment Adviser & Broker Dealer Examinations, North Carolina Secretary of State Securities Division

Please send the entirety of the file.

electronic or otherwise.

I believe it is a public record if your case has been closed.

George Hartzman

12:41 pm, Thursday June 28, 2012

Hello Mr. Hartzman,

Thank you for your request.

You indicated that you are able to receive the file electronically
so I'll have it prepared for you on a computer disc.

I would estimate that the disc should be available early next week.

Thanks,

Steve

Steven Butz
Director – Investment Adviser & Broker Dealer Examinations
North Carolina Secretary of State Securities Division
Post Office Box 29622
Raleigh, NC 27626-0622
5:12pm, Thursday June 28, 2012

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