Your SEC Request for Public Documents was received on June 21, 2013

Request received from:

Mr. George Hartzman
Greensboro, North Carolina 27455
United States

Request: George Hartzman; DOC_DATE: January 2011 to the present

TYPE: Investigations

COMMENTS: Please provide all documents and communications containing "hartzman" from the beginning of 2011 until the present.

The subject of the request concerns identifiable operations or activities of the Federal government, with a connection that is direct and clear, not remote or attenuated.

The disclosable portions of the requested records are meaningfully informative about government operations or activities to be "likely to contribute" to an increased public understanding of those operations or activities.

The disclosure will contribute to the understanding of a reasonably broad audience of persons interested in the subject, as opposed to your individual understanding.

Wells Fargo Advisors LLC / Hartzman / 4-3750-13-010

http://hartzman.blogspot.com/2013/05/conclusion.html
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Thank you for contacting FINRA’s Office of the Ombudsman. We make it our goal to review all messages in as timely a manner as possible.

Your Report Key: 9893072989

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And the Federal Reserve

"Dear Mr. Hartzman:  your June 23 email with the subject line “FOIA Request” was forwarded to me for response.  FINRA is a private corporation that is not subject to the Freedom of Information Act, which applies only to government agencies."

 

Very truly yours,

 

Terri L. Reicher

Associate Vice President

Associate General Counsel

FINRA

1735 K Street, N.W.

Washington, DC 20006
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Wrote NC Commissioner of Banks.

Wrote NC Secretary of State
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Mr. Hartzman:

 

Your request has been assigned tracking number 722425. When the agency begins processing your request, you will be able to track its progress at www.dol.gov/foia. If you need to contact us about the request for any reason, please use the information in the signature portion of this acknowledgment. In addition, it would be helpful to include the tracking number in the Subject line of any submission to us or to have it available at the time of your call.

 

Sincerely,

 

Darlene Miller

Program Specialist, Office of Information Services

 

Office of the Solicitor | Management & Administrative Legal Services

U.S. Department of Labor

200 Constitution Avenue NW, Rm. N2420

Washington, DC 20210

 

 

from: George Hartzman to: foiparequest@ic.fbi.gov, michael.knapp2@ic.fbi.gov
date: Thu, Jun 27, 2013 at 12:50 PM
subject: FOIA Request
mailed-by: gmail.com

Please provide all documents and communications containing "Hartzman" from the beginning of 2011 until the present.

George Hartzman
2506 Baytree Drive
Greensboro, NC 27455
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from:  INFO <INFO@pcaobus.org>  to:  George
date:  Fri, Jun 28, 2013 at 10:30 AM
subject:  RE: FOIA Request mailed-by:  pcaobus.org

"Hello. The PCAOB is not subject to FOIA requests.

Thank you."