4/29/13

On Causation


Did Wells Fargo know of protected conduct at the time of the adverse action; Yes.

Temporal Proximity; All the protected conduct occurred between November, 2011 and October 2012.

Employer Liability for the Actions of Supervisors; Aaron Landry refused to inform me what to tell my fiduciary clients about the FED loans to Wells Fargo and Wachovia.

I filed a failure to supervise complaint against Mr. Landry.

The complaint was never resolved, in violation of Wells Fargo's Ethics Code.

The securities violations were never fixed.

The Envision fraud upon Wells Fargo's Clients continues.

Wells Fargo's management appears to have received permission to violate securities laws by the US regulatory infrastructure.


"Mr. Hartzman ...disclosed confidential "internal use only" information to the general public - which neither requested the information nor had any interest in it."

Gregory C. Keating.
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The general public was misled, therefore the public had an interest to know.

US regulators/law enforcement/congress/DOJ refused to act, therefore the public had an interest to know.

Our lives were in danger, I jumped through all the hoops I was supposed to, and the authorities abandoned us.



Those who did nothing;

The Federal Reserve Board.

FINRA's Brian Craig.

Congressman Brad Miller.

Congressman Coble's Kirk Bell.

The North Carolina Commissioner of Banks.

The North Carolina Board of CPA Examiners.

The FBI.

The SEC.

The PCAOB.

The CFPB.

The FASB

Senator's Burr and Hagan's back offices.

FINRA's Jennifer Luginbill

FINRA's Bryan Varvel

FINRA's Daniel Stefek

FINRA's Anthony Cavallaro

Atlanta SEC's Michael Mashburn

Atlanta SEC's Justin Jeffries

DC SEC's April Keys
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These folks didn't do our country right.

These folks hung me out to dry.
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Those who helped;

Steven Butz, NC Secretary of State, Securities Division

David Massey, NC Secretary of State

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