Hartzman Tax & Fiduciary: On Thu, Jun 21, 2012 at 9:05 AM, Steven Butz, Director – Investment Adviser & Broker Dealer Examinations, wrote to George Hartzman

10/7/12

On Thu, Jun 21, 2012 at 9:05 AM, Steven Butz, Director – Investment Adviser & Broker Dealer Examinations, wrote to George Hartzman

Hello Mr. Hartzman,

Thank you for your voice mail message yesterday.

As you suggested, I did review your latest blog entries
and appreciate you keeping me informed.

Additionally, it is my understanding
that you will be sending me one or two pages of additional information
pertaining to your complaint.

I look forward to receiving the information.

Thanks again.

Steven Butz
Director – Investment Adviser & Broker Dealer Examinations
North Carolina Secretary of State
Securities Division
Post Office Box 29622
Raleigh, NC 27626-0622

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