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4/29/13
From: Date: Tue, Jul 17, 2012 at 9:21 AM To: william.spivey@wells Cc: hank.sanchez@oyster
Sent to the United States Senate Committee on Banking, Housing & Urban Affairs and the US Congressional House Committee on Financial Services on Sunday, July 15th, 2012
Forwarded to Michael Mashburn, SEC and Daniel Stefek, FINRA - both of whom received NC Securities Division File No. 12 SEC 84, in late June, who spoke with George Hartzman during the second week of July
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